New Rules of Conduct for Financial Services Providers


As of January 2020, the Federal Act on Financial Services (FinSA) will introduce new rules of conduct at the point of sale for financial services providers, aimed at aligning the Swiss financial market legislation with MiFID II. Their impact depends on the client category and whether the service qualifies as portfolio management, advisory or execution only client relationship. The consultation on the draft ordinance to the FinSA (Draft-FinSO) ends on 6 February 2019.


Stay up to date!

*Required fields

Newsletters & Newsflashes

Monthly selected key topics from our practice areas, sectors and industries, plus newsflashes on recent developments.


Monthly email with the latest updates and summaries of the Swiss Federal Supreme Court's case law in arbitration matters.
Regular insights into Swiss and international trends and legal developments in the construction industry.
Regular insights and updates on key developments in the rapidly changing landscape of Environmental, Social and Corporate Governance disputes.
Concise analysis of key trends in the fast-moving world of corporate governance for board members of Swiss companies.
A regular look from a unique M&A perspective at legal changes, economic developments and societal trends in Switzerland.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.